
Graduate studies can be demanding and as a supervisor, your role is to support and guide students through each phase of their program.
Consistent check-ins on your student's academic progress and overall wellness are vital to helping them achieve timely program completion. Scheduling regular meetings provides an opportunity to review the quality and advancement of their work, offer constructive feedback, and provide support and guidance. These meetings also enable you to identify any challenges they may be encountering and direct them to appropriate resources or support services. Having enacted these practices will no doubt have brought your student to this exciting phase, where you prepare them for completion!
Visit the Faculty of Graduate Studies Graduate Supervision website for more information on Master's Supervision, Doctoral Supervision, Role of the Graduate Program Office, Supervisory Committees, Annual Progress Reports, and Conflict Resolution.
What Do I Need to Ensure My Student Graduates at York?
FGS Forms
The following forms are applicable to most graduate students; however, you are encouraged to speak with your program's Graduate Program Assistant for specific guidance for program practices on students completing their degree:
- Ensure necessary research ethics forms have been submitted and have been approved by the ORE.
- Ensure necessary supervisor and supervisory committee confirmation forms have been submitted.
- In consultation with the GPD regarding selection of external examiners, complete the Recommendation for Oral Exam form.
- Check with your student if they have begun steps to Apply to Graduate at the beginning of their final term.
- Guide your student to submit their thesis or dissertation into York University's Electronic Thesis and Dissertation system (ETD system).
- Inform your student to complete the Reimbursement of Thesis/Dissertation Production Costs if they are at the stage of defence.
- Ensure your students completes the Theses Non-exclusive License form.
- Inform your student that if seeking an embargo, a delay of publication, they should do so before they graduate.
- Complete Revision Approved Memorandum if your student's defence resulted in either (i) Accepted pending specified revisions or (ii) Referred pending major revisions.
- Connect with your program's Graduate Program Assistant to ensure necessary convocation information has been submitted to the Registrar's Office.
General Resources
- Share Important Dates for convocation timelines and registration.
- Visit Theses Canada. This is a collaborative program between Library and Archives Canada and Canadian universities which aims to acquire and preserve theses and dissertations from participating universities, provide open access to Canadian digital theses and dissertations in the collection and facilitate access to non-digital theses and dissertations in the collection.
- Visit YorkSpace. This is an open access repository that enables York community members to disseminate and preserve their scholarly works in an institutional context.
- Read the YorkU Thesis Dissertation Formats Guide (.pdf). This is a guide for graduate faculty and graduate students that explains important considerations for graduate students considering a thesis/dissertation format that differs from the commonly used monograph or manuscript-based formats.
Doctoral Resources
- Read the YorkU Doctoral Dissertation & Defence Timelines: A Quick Guide for Faculty and Staff.
- Share the Doctoral Dissertation page for information on:
- General Requirements
- Dissertation Proposals
- Research Ethics
- Copyright
- Organization and Technical Requirements
- Doctoral Dissertation Exam Committees
- Scheduling
- Evaluation Guidelines and Results
- Exam Committee Roles and Responsibilities
- Final Submission and How to Submit
- Embargo/Potential delay of publication
- Uploading Files
- Next Steps
Master's Resources
- Share the Master's Thesis page for information on:
- General Requirements
- Thesis Proposals
- Research Ethics
- Copyright
- Organization and Technical Requirements
- Thesis Exam Committees
- Scheduling
- Evaluation Guidelines and Results
- Exam Committee Roles and Responsibilities
- Final Submission and How to Submit
- Embargo/Potential delay of publication
- Uploading Files
- Next Steps
Congratulations!
Your student’s work is ready for the final milestone of their graduate studies degree. Whether referred to as the ‘defence’, the ‘oral exam’ or the ‘viva’, the necessity of your mentorship at this stage cannot be understated. While it is both an examination (of the written work and their oral engagement) and a collegial discussion, the supervisory necessity to prepare the student is well supported in the literature.
The aim of the defence is to:
- engage graduate students in scholarly discourse with experts who have read and reviewed their work closely
- provide a rigorous opportunity to explain, clarify and defend their work as well as to enter into dialogue with other learned scholars.
How your student performs confirms the quality of the dissertation’s written component or exposes confusions, ideas, or gaps which, because they cannot be sufficiently clarified orally, may need to be further explained and expressed in writing. One thing is certain, our students need us to explain the role and rigor of the defence, ensuring they understand the necessity of scaffolded preparations as well as the possibility of revisions after the exam.
Before Getting to this Stage
- Along the student’s journey, encourage your students to present their work at conferences, and to engage in scholarly discussions ongoingly.
- During 1:1 meetings with you, ask questions and assess their emerging readiness to proceed to defence.
- Ensure you as the supervisor, and the committee has reviewed and provided formative feedback on each chapter and their subsequent revisions.
- Finally, if the student or the work is not ready, it is best to plan an oral exam when the work and the student is at their best. Supervisors should put their students forward for oral exam when success is anticipated.
- Understanding the timelines associated with recommending a student for oral exam is an important role of the graduate supervisor.
Know the Timelines and Work Backwards
Understanding the timelines associated with recommending a student for oral exam is an important role of the graduate supervisor.
- Knowing the examining committee is to be provided a minimum of 20 business days to review the work is a starting point from which to work backwards.
- Work with the Graduate Program Director to secure examiners, (ensuring no conflict of interest exists) and tentative dates.
- Developing a work back timeline with the student and the supervisory committee is both proactive and lessens student stress.
Explain the Process
Graduate students will have heard about ‘the defence’ since their first year in the program, but may have erroneous, assumptive or incomplete information about its intent and process.
- Commence your preparatory work with your student by demystifying the defence for them, including the process, the typical patterns in defences, the role of the various examiners and the possible outcomes and subsequent next steps.
- Remind them that you will only put them forward if you believe them to be ready.
- Your decision-making in this regard is often experienced as reassuring for students, knowing they won’t be in that room until you believe them to be ready.
Develop and Practice the Presentation
Once you’ve explained what the defence is for and how it is normally enacted in your program and discipline, it’s time to guide your student to develop the presentation they’ll give at the exam.
- Guide them to prepare an oral presentation that lasts between 20-30 minutes, encouraging them to hit the highpoints and avoid attempting to include everything.
- Discuss best practices for oral presentations, including (where relevant) the use of ppt slides and handouts.
- If a creative component accompanies the student’s scholarly work, be sure to build in presentation time for this.
- The student should be encouraged to practice their presentation often, both for themselves and for diverse audiences in order to seek feedback and gain confidence.
- Share Ph.D. Completion Fund which is support for eligible doctoral students in their final term of full-time study. Information includes eligibility, when to apply, how to apply and allocations.
Mock Defences/Preparing to Field Questions
The coaching aspect of graduate supervision features large in preparing your student for defence. This is especially true for coaching your student leading up to, during and following mock defences. Ensuring your student can practice presenting their work and fielding diverse questions ranging from simple to complex, provides a scaffolded platform where students can grow their confidence in the skills necessary for the oral exam. To best prepare, students should have a mock exam with their supervisor/supervisory committee, dry runs with trusted peers, and opportunities to practice question responses in chunks with their supervisor. Having one of the mock defences in the actual room is beneficial.
- Coach your student to prepare in chunks, reminding them to be prepared for questions related to every chapter and every juncture of their scholarly/creative work.
- Students should be encouraged to listen carefully to the question, pause to reflect and ensure their response relates directly to what is being asked.
- Encourage students to jot questions down as they’re being asked, and to seek clarity if they don’t fully comprehend what they’re being asked to discuss.
- Mock defences should ensure students are asked questions, where they can practice their responses both during and then after, following self-reflection regarding areas needing further strengthening.
- Provide students with feedback on how they responded to questions, how they presented on their work, and provide clear instructions with examples so they know exactly what needs to be addressed prior to defence.
- Assist your students to prepare responses to questions related to their topic, it’s importance and contribution to the field; how it’s situated in the current literature and/or research or creative work landscape; the research questions, methods and theoretical underpinnings; the key findings, analysis and the perennial favorites at oral exams.
The Day Before
Self-care and de-stressing are the central agenda items for the day before the scheduled defence.
- Help your students develop a self-care and rest plan choosing self-care strategies that make sense to them.
- Getting enough rest and being well nourished and hydrated cannot be understated.
- Discuss a plan to deal with nerves including ensuring they make plans to arrive well in advance of the scheduled start of their defence to allow time to settle in beforehand.
The Big Day
Given the scaffolded efforts you’ve led to prepare your student for the big day, your main role is that of support and empowerment. Reassurance of the student that they know their work best, is key. Some students might like to run some questions with you, others might like to come early to the space, set up and then have some down time with family or be alone. Your role involves providing reassurance, keeping nerves under control, and reviewing any last-minute items.
- Be sure you remind your student of the order of events, as those can feel formal and off-putting for some students, especially when asked to leave the room ahead of their presentation and after the final round of questions.
- Remember, your demeanor impacts your student’s, so be the calm presence that they need. Be their rock before and during the exam.
- Finally, this is a big day for your student and you. Consider planning for and hosting an in-person oral exam, taking into account student preferences.
Supporting your Student Post-Defence
The defence can be a celebratory moment, a mixed experience due to revisions being requested, or, while rare, a bruising or disappointing experience. These experiences are meant to be processed privately with the supervisor taking the lead in opening the discussion. Since the feedback in some defences may have aspects that are more formative than summative, the work may feel 'in process' versus ‘complete.’ While rare, there may have been a rogue examiner, and your role is to unpack the experience with your student and assist them to manage their feelings, when ready, to take the necessary next steps. This is another reason why ensuring your student knows all the possible scenario outcomes of a defence during your preparatory discussions is important.
- Given that ensuring required revisions are sufficiently addressed, schedule time with your student a few days after the defence, and go over the feedback with them, providing strategies and suggestions you will have prepared in advance.
- Congratulate your student for engaging with the oral exam and reassure them that they are on their way to final confirmation of their work being passable.
- Ensure your student fully understands the required revisions and due dates.
- Ensure that revisions are clear, and ask your student to create a cover memo explaining where and how they have addressed each required revision.
With your sensitive mentorship, this can be a developmental moment understood as a typical part of the process, rather than a disastrous signal of unpreparedness. The best thesis or dissertation is an accepted one, so help your student to re-surface their determination and grit, so that they can work with you to ‘get it done!’
Finally, plan to be present for your student’s convocation. Having you with them on the stage when their degree is conferred will serve as a wonderful and lasting memory for you both.
- Download and keep your own copy of Preparing your Graduate Student for Defence: Guidance for Supervisors (.pdf)
- Watch The Road to Defence. This webinar (which you can share with your students) outlines the goal and structure of the final defence and its’ oral exam is followed by what to expect and how best to prepare. Recent graduates who successfully defended their work at an oral exam share their top tips.
